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NIH Jun 6, 2016 | R21
Demographic Patterns of Eugenic Sterilization in California
Institution: UNIVERSITY OF MICHIGAN AT ANN ARBOR
FOA Number: PA-14-278
Abstract
From the passage of the country's first sterilization law in Indiana in 1907 until the 1960s approximately 60,000 people were sterilized based on eugenic criteria that sought to regulate the reproduction of the "unfit" and mentally deficient. California performed about 20,000, or one-third, of all documented sterilizations nationwide. Few empirical historical analyses of this practice are available. In 2007, while conducting historical research at the Department of Mental Health (now Department of State Hospitals) in Sacramento, Dr. Stern located 19 microfilm reels from this era that contain 15,000 sterilization recommendations along with supplemental letters and forms from nine state hospitals (in total, over 30,000 individual documents). Over the past two years Dr. Stern and her team have created a de-identified HIPAA-compliant data set of these recommendations, which date from 1921 to 1952. We now propose to conduct quantitative analyses with the eugenic sterilization dataset, which contains 212 coded variables, to describe trends in sterilization over time and to describe patterns of sterilization according to gender, age, ethnicity, nationality, diagnosis, institutional home, and many other variables. We propose to link the eugenic sterilization dataset to individual-level census microdata and tract-level census reports, which will allow us to calculate population-based estimates of sterilization rates and test hypotheses about the associations of gender, age, ethnicity, nationality, and diagnosis with the risk of sterilization. or example, we hypothesize that teenagers and Spanish-surnamed patients were disproportionately sterilized in California institutions. In addition, we will analyze qualitative patterns in the data with respect to familial resistance to sterilization, patient refusal, and experiences of institutionalization and sterilization. This study is relevant to contemporary ethical, legal, and social issues in human genomics, as it will provide an empirically-based, richer understanding of how medical paternalism and a particular variant of genetic determinism operated during the eugenics era in the United States, and how eugenic stereotypes about ethnicity, gender, sexual behavior, and intellectual disability influenced the state's intervention into the reproductive lives of institutionalized persons. Furthermore, our findings can inform contemporary conversations about the extent to which societal values of "fitness" and "unfitness," abnormality and normality, can insinuate themselves into the norms of disease prevention and human improvement that guide some genetic technologies and tests.
FUNDING AGENCY:
Funder:
NIHInstitute:
NATIONAL HUMAN GENOME RESEARCH INSTITUTEFunding Type:
R21Project Number:
R21HG009205Start Date:
Jun 6, 2016End Date:
May 31, 2018PROJECT TERMS:
Archives, base, California, Censuses, Classification, Code, Communities, Companions, Consent, contextual factors, Country, Coupled, Data, Data Analyses, Data Set, Data Sources, data visualization, deprivation, Development, Diagnosis, digital, disorder prevention, Epidemiology, ethical legal social implication, Ethics, Ethnic Origin, Eugenics, experience, family structure, fitness, Funding, Future, Gender, Genetic Determinism, Genetic screening method, genetic technology, Grant, Health Insurance Portability and Accountability Act, Home environment, Human, human genomics, Humanities, Indiana, Individual, Institution, Institutional Practice, Institutionalization, Institutionalized Persons, Intellectual functioning disability, Intervention, Journals, Laws, Learning, Legal Rights, Letters, Link, Medical, Mental Health, Microfilm, Nationalities, Normalcy, Paternalism, Patients, Pattern, Peer Review, Phase, population based, preconditioning, Process, programs, Public Health, public health relevance, Recommendation, Recording of previous events, Records, Reporting, Reproduction, reproductive, Research, Research Personnel, Resistance, Resources, Risk, Sex Behavior, social bias, State Hospitals, statistics, Stereotyping, Sterilization, Subgroup, symposium, Teenagers, Terminology, Testing, Time, trend, United States, Variant, Work